Monthly Updates

Click on the links to go to the latest version of each document.

Please note research updates are provided once the previous months figures have been reported by fund providers.

1 July Legislative Template Updates

  • Fact Find – updated economic charts and returns
  • SOA Strategy Text Insurance (Business Expense, Life and TPD inside super, Accidental Cover)
  • SOA Strategy Text Retirement (UK Pension, Account Based Pension, Adjust Pension coronavirus, Rollover Account Based Pension)
  • SOA Strategy Text Superannuation (Recontribution, Non concessional, Small Business non concessional, Review SMSF Trust Deed and Investment Strategy, Defined Benefit Scheme roll over, Death Benefit Lump Sum, Downsizer Contribution, First Home Super Saver Scheme)
  • ROA Strategy Text
  • Financial Planning Concepts ( Aged Care, Cash Flow and Budgeting, Personal Insurance, Retirement and Pensions, Superannuation)

May  2022 Updates

Following the recent Responsible Manager training on Breach Reporting, we are pleased to release a new Breach Register with additional guidance and tools to support Licensees in meeting their breach reporting obligations.

The new Breach Register is designed to:

  1. Capture relevant information to assist Licensees to identify and assess incidents and breaches;
  2. Aid Licensees to determine if a breach is a reportable situation with information about the significance tests, example reportable situations, and links to additional resources;
  3. Record information needed to submit a reportable situation report to ASIC;
  4. Manage breaches through rectification and remediation, and identifying systemic breaches.

Additionally we have prepared a step-by-step procedure with screen shots to assist Licensees to navigate the ASIC Regulatory Portal when lodging a breach report.

Schedule a call back so we can answer your questions

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